Role Of Internal Control In Risk Management

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A Case Study Of Zenith Bank Plc, Owerri Branch

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Description

ABSTRACT
The fact remains that internal control department has much role to play in managing risk in ever organizations and financial institutions.
The aim of the research work is to analyze the role of internal control in risk management. In this research work, 60 questions were distributed while 40 were returned. It made use of simple percentage in analyzing the questions where chi-square was used to test the hypothesis. Furthermore, the following finding were made during the course of this research work. That there is an existence of internal department in Zenith Bank Plc, Owerri Branch. The need for continuous audit was also emphasized is independent of the management and report is mostly prepared and reviewed bi-annually.
Conclusively, recommendations were made to the organization to ensure that risk is well managed in Zenith Bank Plc, to be précised. The independent of the internal control department should always be maintained. Regular training of the staff and personnel and also adequate development programs should also be organized to enhance performances, understanding and appreciation of organization objective.

TABLE OF CONTENTS
i Title Page
ii Approval Page
iii Certification
iv Dedication
v Acknowledgement
vi Abstract
vii-viii Table of Content

CHAPTER ONE
1.0 Introduction
1.1 Statement of the Problem
1.2 Need for the Study
1.3 Objectives of the Study
1.4 Research Hypothesis
1.5 Scope of the Study
1.6 Assumptions of the Study
1.7 Limitations of the Study
1.8 Operational Definition of Terms

CHAPTER TWO
2.0 Background of Internal Control
2.1 Nature of Internal Control
2.2 Management Duty Regarding Internal Control
2.3 Installation of an Effective Accounting System
2.4 Employees Codes of Conducts
2.5 Monitoring Relevant Legal Requirements
2.6 Limitations of the Effectiveness of Internal Control
2.7 Auditors use of Internal Control System
2.8 Essential Features of Internal Control
2.9 The Nature of Risk
2.10 Classes of Risk
2.11 Risk Management
2.12 Functions of the Risk Manager
2.13 Objectives of Risk Management
2.14 Identification and Measurement of Risk
2.15 How to Identify Risks

CHAPTER THREE
3.0 Research Methodology
3.1 Introduction
3.2 Research Design
3.3 Delineation
3.4 Selection of Data
3.5 Primary Data

CHAPTER FOUR
4.0 Presentation and Analysis of Data
4.1 Analysis of General Characteristic of Respondents

CHAPTER FIVE
5.0 Summary of Findings
5.1 Conclusion
5.2 recommendation
5.3 Areas for Further Study
Bibliography
Appendix

Additional information

Dimensions 5 × 64 × 9186 in